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SEC committee provides guidance to firms on improving Form CRS disclosures

A committee says summaries provided by firms are full of jargon and readability issues. But fiduciary and plain-language experts say Form CRS itself needs an overhaul.

Andrea seidtKnuta rostadReg bi implementation committeeStandards of conduct implementation committeeInstitute for the fiduciary standardPlain language groupPlain language group founder deborah bosleyRoyal allianceWells fargoConduct implementation committeeFiduciary standardEquitable advisorsSage point advisorsLanguage group founder deborah bosleyCommittee chair andreaPlain english handbook

SEC: Firms Need More Plain English in Form CRS

An SEC committee urged firms to write their Form CRS without using jargon and to use more plain English, and not to omit required information.

Deborah bosleyStandards of conduct implementation committeePlain language groupFirm customer relationship summaryWells fargoConduct implementationSagepoint financialRegulation best interest

Fiduciary advocates call on SEC to fix Form CRS

The SEC should fix Form CRS, a document intended to highlight differences between advisers and brokers that fails to do so, advocates said.

Deborah boselyHester peirceCaroline crenshawAllison herren leeKnut rostandExchange commissionXy planning networkInstitute for the fiduciary standardPlain language groupFiduciary standardRegulation best interestஹெஸ்டர் பியர்ஸ்கரோலின் கிரேன்ஷாவ்அல்லிசன் ஹெரன் லீபரிமாற்றம் தரகுக்ஷி திட்டமிடல் வலைப்பின்னல்

Improved Form CRS possible under new SEC, say experts

Improved Form CRS possible under new SEC, say experts
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Luis aguilarAron szapiroKnut rostadDeborah bosleyPeter driscollGary genslerMichelle richterEnforcement divisionInstitute for the fiduciary standardPlain language groupDepartment of labor phyllis borziInsurance servicesLabor departmentFiduciary standardBest interestAssistant secretary

Fiduciary backers seek highest legal standard in Form CRS disclosures

Fiduciary backers seek highest legal standard in Form CRS disclosures
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Knut rostadDeborah bosleyGary genslerJay claytonPhyllis borziExchange commissionInstitute for the fiduciary standard onInstitute for the fiduciary standardPlain language groupDepartment of laborFiduciary standardRegulation best interestChairman jay claytonChairman gary genslerடெபோரா போஸ்லிஜெய் களிமண்