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Secondary Trading Tech Firm GUARDD Looks To Raise Up To $2 Million On SeedInvest
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With Looming Regulatory Enforcement, Compliant NFT Securitization Comes Front and Center with GUARDD, Dalmore and PPEX
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GUARDD, a Fintech Supporting Private Securities Trading on ATSs, Partners with Two Marketplaces
January 13, 2021 @ 2:49 pm By JD Alois
Trading private securities in the US entails certain compliance requirements that can make it difficult and a young Fintech is on a mission to make it easier.
GUARDD, a startup looking to facilitate private security liquidity, has announced two new partnerships with Alternative Trading Systems (ATSs) to enable securities trading.
GUARDD notes that secondary trading platforms like
SharesPost or
SecondMarket introduced trading in private securities but do not allow smaller investors to trade shares. GUARDD believes that the next evolution of secondary market trading is underway with a growing group of broker-dealers authorized by the SEC and FINRA to act as Alternative Trading Systems (ATS) that may be able to offer trades to non-accredited investors as well as accredited ones.
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