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SEC Adopts New Securities Lending Reporting Rule | Proskauer Rose LLP

On October 13, 2023, the Securities and Exchange Commission (the “SEC”) adopted new Rule 10c-1a (the “Securities Lending Rule”), requiring the reporting of certain securities lending.

United kingdomFinancial industry regulatory authoritySecurities exchangeExchange commissionProskauer roseNational market system planSecurities lending ruleSecurities are coveredMarket system planCompliance engineReportable securitiesReportable securityHave someone else reportSecurities lendingInformation must be includedCentral registration depository

SEC gov | SEC Adopts Rules to Increase Transparency in Securities Lending and Short Sales

The Commission has adopted rules to increase transparency in securities lending and short selling.

Gary genslerExchange commissionNational market system planDodd frank actSec stories

SEC Adopts Rule 13f-2SEC and Amends CAT NMS Plan

SEC Adopts Rule 13f-2SEC and Amends CAT NMS Plan
tradersmagazine.com - get the latest breaking news, showbiz & celebrity photos, sport news & rumours, viral videos and top stories from tradersmagazine.com Daily Mail and Mail on Sunday newspapers.

Gary genslerNational market system planExchange commissionDodd frank act

SEC Adopts Rule to Increase Transparency Into Short Selling

SEC Adopts Rule to Increase Transparency Into Short Selling
streetinsider.com - get the latest breaking news, showbiz & celebrity photos, sport news & rumours, viral videos and top stories from streetinsider.com Daily Mail and Mail on Sunday newspapers.

Gary genslerExchange commissionNational market system planDodd frank act

SEC Adopts Rule to Increase Transparency Into Short Selling and Amendment to CAT NMS Plan for Purposes of Short Sale Data Collection

SEC Adopts Rule to Increase Transparency Into Short Selling and Amendment to CAT NMS Plan for Purposes of Short Sale Data Collection
streetinsider.com - get the latest breaking news, showbiz & celebrity photos, sport news & rumours, viral videos and top stories from streetinsider.com Daily Mail and Mail on Sunday newspapers.

United statesGary genslerExchange commissionNational market system planDc newsfile corpDodd frank act