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Examining the SEC s Slew of Recent Rules and Amendments | Proskauer - The Capital Commitment

In a wave of SEC rulemaking this past year, representing a “new world order” event akin to Dodd-Frank, the SEC has provided itself with a fresh set of tools to increase regulatory and.

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Examining Recent Securities and Exchange Commission Rules and Ame

Examining Recent Securities and Exchange Commission Rules and Ame
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The SEC Contradicts Itself

Hedge funds challenge two new disclosure rules, for short selling and securities lending, that are at odds with each other.

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SEC Adopts New Securities Lending Reporting Rule | Proskauer Rose LLP

On October 13, 2023, the Securities and Exchange Commission (the “SEC”) adopted new Rule 10c-1a (the “Securities Lending Rule”), requiring the reporting of certain securities lending.

United kingdomFinancial industry regulatory authoritySecurities exchangeExchange commissionProskauer roseNational market system planSecurities lending ruleSecurities are coveredMarket system planCompliance engineReportable securitiesReportable securityHave someone else reportSecurities lendingInformation must be includedCentral registration depository