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SEC Issues Risk Alert Related to Security Based Swap Dealers

SEC Issues Risk Alert Related to Security Based Swap Dealers
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United statesPublic schoolNew yorkHarris assocsJed rakoffWilliam birdthistleCorey schusterMark uyedaGary genslerCaroline crenshawThomasp smith jrGurbirs grewalHester peirceNatasha vij greinerColumbus school of lawShare provisions violate the investment company

Remarks At SEC Speaks 2024 Division Of Examinations Panel, Richard Best, Director, SEC Division Of Examinations, Washington D C , April 2, 2024

Remarks At SEC Speaks 2024 Division Of Examinations Panel, Richard Best, Director, SEC Division Of Examinations, Washington D C , April 2, 2024
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Keith cassidyDivision of examinationsExaminations panelTechnology controls programOffice of municipal securitiesOffice of credit ratingsRich bestMunicipal securitiesGraceo hanlonDeputy directorNational associate directorTechnology controls

SEC gov | SEC Announces Departure of William Birdthistle; Natasha Vij Greiner Named Director of the Division of Investment Management

SEC gov | SEC Announces Departure of William Birdthistle; Natasha Vij Greiner Named Director of the Division of Investment Management
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United statesUniversity of chicagoGary genslerNatasha vij greinerWilliam birdthistleDuke universityExchange commissionDivision of tradingColumbus school of lawUniversity of chicago law schoolHome officeInvestment adviser companyDivision of enforcementKent college of lawCatholic university of americaDivision of examinations

Regulatory Update and Recent SEC Actions October 2023

Regulatory Update and Recent SEC Actions October 2023
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Sandy springsUnited statesNew yorkNew jerseySamuel masucciNeomi raoAndrewm middlebrooksNatasha vij greinerGary genslerOsman nawazWilliamv conn jrJonathan vincent glennGurbirs grewalDuane desparteCorey schusterRichard best

SEC gov | SEC Names Natasha Vij Greiner and Keith E Cassidy Interim Acting Co-Directors of the Division of Examinations

SEC gov | SEC Names Natasha Vij Greiner and Keith E Cassidy Interim Acting Co-Directors of the Division of Examinations
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United statesKeithe cassidyNatasha vij greinerRichard bestGary genslerDivision technology controls programDivision of examinationsCybersecurity program officeJames madison universityHome officeCatholic university of americaGeorge washington university law schoolUnited states senateGeorgetown law centerColumbus school of lawUniversity of virginia