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Regulatory Update and Recent SEC Actions October 2023

Regulatory Update and Recent SEC Actions October 2023
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Sandy springsUnited statesNew yorkNew jerseySamuel masucciNeomi raoAndrewm middlebrooksNatasha vij greinerGary genslerOsman nawazWilliamv conn jrJonathan vincent glennGurbirs grewalDuane desparteCorey schusterRichard best

SEC gov | SEC Names Natasha Vij Greiner and Keith E Cassidy Interim Acting Co-Directors of the Division of Examinations

SEC gov | SEC Names Natasha Vij Greiner and Keith E Cassidy Interim Acting Co-Directors of the Division of Examinations
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United statesKeithe cassidyNatasha vij greinerRichard bestGary genslerDivision technology controls programDivision of examinationsCybersecurity program officeJames madison universityHome officeCatholic university of americaGeorge washington university law schoolUnited states senateGeorgetown law centerColumbus school of lawUniversity of virginia

SEC Names Natasha Vij Greiner and Keith E Cassidy Interim Acting Co-Directors of the Division of Examinations

SEC Names Natasha Vij Greiner and Keith E Cassidy Interim Acting Co-Directors of the Division of Examinations
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Columbus school of lawDistrict of columbiaUnited statesCatholic university of americaKeithe cassidyGary genslerNatasha vij greinerRichard bestDivisions technology controls programUniversity of virginiaExchange commissionCybersecurity program officeDivision of enforcementUnited states senateHome officeDepartment of justices office legislative affairs

SEC exams director on medical leave; agency names interim co-directors

Natasha Vij Greiner and Keith E. Cassidy were named acting co-directors of the SEC's exam division, due to Richard Best's extended medical leave.

New yorkUnited statesSalt lake cityKeithe cassidyRichard bestNatasha vij greinerGary genslerExchange commissionFinancial industry regulatory authoritySalt lakeFinancial industry regulatory

Regulatory Update and Recent SEC Actions

The Securities and Exchange Commission (the “SEC”) announced that Megan Barbero, currently SEC Principal Deputy General Counsel, will be appointed…

United statesCatherine cortez mastoKeithe cassidyGary genslerMegan barberoKatie porterAmanda fischerSenate committee on bankingDivision of tradingInvestors choice advocacy networkDivision of enforcementInvestment companyNational association of securities dealers incOffice of informationInvestment company act swing pricing ruleDivision rulemaking office