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Investment Management Update - February 2023 | Skadden, Arps, Slate, Meagher & Flom LLP

In this issue, we cover regulatory developments impacting the investment management sector, including updates on closed-end fund activism and various new and revised SEC rules.

United statesNew yorkDylan tillmanMeg lloydMark uyedaHester peirceNatasha vij greinerKeith cassidyGary genslerJoshuan breenEaton vance senior incomeDivision of examinationsEnd fund liquidity frameworkDivision of enforcementInvestment companyFinancial technology

Regulatory Update and Recent SEC Actions

The Securities and Exchange Commission (the “SEC”) announced that Megan Barbero, currently SEC Principal Deputy General Counsel, will be appointed…

United statesCatherine cortez mastoKeithe cassidyGary genslerMegan barberoKatie porterAmanda fischerSenate committee on bankingDivision of tradingInvestors choice advocacy networkDivision of enforcementInvestment companyNational association of securities dealers incOffice of informationInvestment company act swing pricing ruleDivision rulemaking office

Regulatory Update and Recent SEC Actions - January 2023 | Blank Rome LLP

REGULATORY UPDATES - Recent SEC Leadership Changes - The Securities and Exchange Commission (the “SEC”) announced that Megan Barbero, currently SEC.

New yorkUnited statesCatherine cortez mastoLawrence billimekJose ramiro coronado reyesAlan williamsPenelope zbravosStuarta jefferyJeffreyk galvaniRamon antonio perez ariasKatie porterKeithe cassidyGary genslerMegan barberoJuan antonio tacuri fajardoAmanda fischer

SEC Deputy Director Of Examinations To Leave Agency - Corporate/Commercial Law

SEC Deputy Director of the Division of Examinations Kristin Snyder will leave the agency at the end of January.

United statesNatasha vij greinerRegional officeDivision of examinations kristinExamination programInvestment adviser companyDivision of tradingExaminations kristinJoy thompsonActing deputy directorActing associate directorPrivate fundsActing regional directorActing co nationalAssociate directorInvestment company

Kristin Snyder, Deputy Director Of Division Of Examinations, To Leave SEC

<p><span>The Securities and Exchange Commission today announced that Kristin Snyder, Deputy Director of the Division of Examinations (EXAMS), is leaving the agency at the end of this month after more than 18 years of service. Joy Thompson has been named Acting Deputy Director and Acting Associate Director of the Private Funds Unit, and Natasha Vij Greiner has been named Acting Co-National Associate Director of the Investment Adviser/Investment Company (IA/IC) Examination Program.</span></p>

University of pennsylvaniaUnited statesSan franciscoKristin snyderNatasha vij greinerGary genslerDaniel kahlWilliamf hall jrInvestment adviser companyDivision of examinationsUnited states district courtDivision of enforcementDivision of tradingJames madison universityNational examination programSan francisco regional office

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