comparemela.com

Latest Breaking News On - Municipal advisors - Page 15 : comparemela.com

Sycamore expands with veteran banker hire

Independent municipal advisory firm Sycamore Advisors LLC adds veteran banker and issuer Phil Wasserman as part of its expansion.

New yorkUnited statesNassau countyState of new yorkLucien harlow dionDiana hamiltonPhil wassermanChris valentinoTransitional finance authorityYork city municipal water finance authoritySycamore advisorsYork city finance policy teamYork state environmental facilities corporationNassau county office of managementTransportation authorityHudson yards infrastructure corporation

Where SEC examinations will focus in 2022

The Securities and Exchange Commission’s Division of Examinations intends to home in on municipal advisor obligations, transfer agents and municipal issuer disclosures.

Richard bestSusan gaffneyGary genslerJay claytonCommission division of enforcementDivision brokerFinancial industry regulatory authorityDivision of enforcementExchange commission division of examinationsExchange examination programDivision of examinationNational association of municipal advisorsExchange commissionNational associationRegulation best interestMunicipal securities rulemaking board

Dave Sanchez to lead SEC Office of Municipal Securities

Sanchez was instrumental in drafting the municipal advisory regulatory regime during his previous stint at the SEC.

United statesSan franciscoMichael deckerChuck samuelsRebecca olsenSusan gaffneyPaul macoGary genslerErnesto lanzaMintz levinNorton rose fulbrightDave sanchezOffice of municipal securitiesGeorgetown law centerNational association of municipal advisorsExchange commission office of municipal securities

Groups raise concern about recordkeeping in MSRB draft rule

The Municipal Securities Rulemaking Board has closed its second comment period on Rule G-46, collecting three responses.

Susan gaffneyExchange commissionThird party marketers associationNational association of municipal advisorsThird party marketers assocationFinancial markets associationMunicipal securities rulemaking boardSecurities industryNational associationMunicipal advisorsThird party marketersPlay ruleWashington dcMsrb rules

Market response to MSRB ESG survey shows frustration

The MSRB's request for information on environmental, social and governance considerations in the muni market showed just how uneasy market participants are feeling.

United statesState of floridaBen watkinsEllen duffyEmily brockNational associationDisclosure industry working groupInternational capital market associationYork housing development corporationNational association of bond lawyersExchange commissionFlorida division of bondSustainable development bondsGovernment finance officers associationJersey infrastructure bankNational association of municipal advisors

vimarsana © 2020. All Rights Reserved.