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Federal legislative solution could ease Libor transition

The transition away from Libor presents challenges for small issuers with fewer resources to evaluate legacy contracts.

New yorkUnited statesSusan gaffneyAndrew cuomoWilliam cardonGovernment finance officers associationNational association of municipal advisorsFinancial conduct authorityFinancial markets associationFederal reserveNational associationMunicipal advisorsLondon based financial conduct authorityFederal reserve boardSecurities industryAdjustable interest rate

MSRB s request for ESG information may be too broad

Industry advocacy groups want uniform rules that enhance clarity and common understanding without adding complexity or liability.

Mark kimSusan gaffneyBrian eganLeslie norwoodExchange commissionGovernment finance officers associationNational association of municipal advisorsNational association of bond lawyersFinancial markets associationMunicipal securities rulemaking boardNational associationMunicipal advisorsSecurities industryBond lawyersAnnual minimuni conferenceMsrb rules

Muni groups urge MSRB to tread lightly with pricing guidance

Groups believe that the draft compliance resources contain some useful information, though they could be construed as creating new compliance requirements.

United statesMichael deckerSusan gaffneyGail marshallNational association of municipal advisorsFirst river advisoryFinancial markets associationMunicipal securities rulemaking boardBond dealersNational associationMunicipal advisorsSecurities industryMsrb rulesWashington dc

MSRB seeking non-dealer advisor, institutional investor for board

The Municipal Securities Rulemaking Board has begun accepting applications for two regulated and two public board positions until Feb. 7.

Meredith hathornFrancis fairmanPatrick brettJoseph darcyDodd frankDaniel kileyBoard nominating committeeMunicipal securities rulemaking boardDirectors application portalChair meredith hathornNominating committeeBoard member candidate questionnaireCaroline cruiseWashington dcMunicipal advisorsMsrb rules

Outlook 2022: SEC focused on disclosure and misconduct

Unregistered municipal advisor activity and breaches of fiduciary duty remain priorities.

United statesMichael botelhoLily beckerKelly spellacyPaula permenterCollege of new rochelleExchange commissionChoice advisorsEnforcement division public finance abuse unitAnn gauntPublic finance abuse unitLeeann gauntMunicipal securities rulemaking board ruleMunicipal securities rulemakingSec enforcementSecurities law

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