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Key Takeaways: CFTC s FY 2021 Swap Dealers Enforcement Actions | Katten Muchin Rosenman LLP

In Fiscal Year 2021 (FY 2021), the Commodity Futures Trading Commission (CFTC) brought and settled five enforcement actions against swap dealers for alleged reporting, disclosures and.

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CFTC Fines Citi, 2 Others Over Swap Reporting Failures

CFTC Fines Citi, 2 Others Over Swap Reporting Failures
law360.com - get the latest breaking news, showbiz & celebrity photos, sport news & rumours, viral videos and top stories from law360.com Daily Mail and Mail on Sunday newspapers.

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CFTC Orders Mizuho Capital Markets LLC To Pay $1 5 Million For Swap Portfolio Reconciliation, Other Compliance And Supervision Failures

CFTC Orders Mizuho Capital Markets LLC To Pay $1 5 Million For Swap Portfolio Reconciliation, Other Compliance And Supervision Failures
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CFTC fines Citi $1M for swap data reporting failures

CFTC fines Citi $1M for swap data reporting failures
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