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Westpac fined over interest rate swap pre-hedging

Court finds against Australian bank for “unconscionable” behaviour, amid calls for a broader guidance around the practice

Sharon blackmanInternational organization of securitiesUs commodity futures trading commissionJapan mizuho financial groupAustralian federal courtInternational swapsCommonwealth bankSarah courtBank acceptedJp morganInvestments commissionDerivatives association annual legal forum onGlobal foreign exchange committeeAustralian securitiesBank accepted billMizuho capital markets

Swap Related CFTC Regulations that Qualify for Whistleblower Award

Swap Related CFTC Regulations that Qualify for Whistleblower Award
natlawreview.com - get the latest breaking news, showbiz & celebrity photos, sport news & rumours, viral videos and top stories from natlawreview.com Daily Mail and Mail on Sunday newspapers.

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How to Report Swaps Manipulation or Swaps Reporting Violations and Qualify for a CFTC Whistleblower Award

Under the CFTC Whistleblower Program, whistleblowers are eligible for monetary awards when they voluntarily provide the CFTC with original…

United statesCity ofUnited kingdomGoldsmith romeroMizuho capital marketsWhistleblower programGoldman sachsEdf man capital markets ltdCommodity exchange actForeign exchangeJoint statementOpportunistic strategiesDerivatives marketSwap dealer business conduct standardsSwaps manipulationReporting failures

Swap Dealer Pays Over $6 8 Million for Violations of Swap Dealer Business Conduct Standards

Swap Dealer Pays Over $6 8 Million for Violations of Swap Dealer Business Conduct Standards
hedgeco.net - get the latest breaking news, showbiz & celebrity photos, sport news & rumours, viral videos and top stories from hedgeco.net Daily Mail and Mail on Sunday newspapers.

Ian mcginleyCommodity futures trading commissionCommodity exchange actMizuho capital marketsHedgeco netNew york basedSwap dealer business conduct standardsBusiness conduct standardsEnforcement ian

CFTC Enforcement Action Shows a Sharp Focus on Pre-Hedging Disclosures | Skadden, Arps, Slate, Meagher & Flom LLP

On April 25, 2023, in In re Mizuho Capital Markets LLC, CFTC No. 23-24, the Commodity Futures Trading Commission (CFTC) issued an enforcement settlement order suggesting potentially.

Commodity futures trading commissionCommodity exchangeMeagher flomMizuho capital marketsCommodity exchange act

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