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The SEC Division of Examinations Announces 2023 Priorities, Including Key Areas for Registered Investment Advisers, Registered Investment Companies, and Broker-Dealers | K&L Gates LLP

SEC Division of Examinations 2023 Examination Priorities Released

Division of Examinations Securities and Exchange Commission SEC announced examination priorities for 2023 fiscal year. The Report identifies areas of focus for upcoming year highlights new rules applicable to registered investment advisers RIAs and investment companies.

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