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On 7 February 2023, the Division of Examinations (the Division) of the U.S. Securities and Exchange Commission (SEC) announced its examination priorities for the 2023 fiscal year (the.
Division of Examinations Securities and Exchange Commission SEC announced examination priorities for 2023 fiscal year. The Report identifies areas of focus for upcoming year highlights new rules applicable to registered investment advisers RIAs and investment companies.
The environmental, social, and governance ESG oversight train continues to gain momentum with recent efforts aimed at investment fund greenwashing. Several actions reflect global efforts to ensure ESG-related actions are consistent, comparable, transparent.