On 7 February 2023, the Division of Examinations (the Division) of the U.S. Securities and Exchange Commission (SEC) announced its examination priorities for the 2023 fiscal year (the.
Division of Examinations Securities and Exchange Commission SEC announced examination priorities for 2023 fiscal year. The Report identifies areas of focus for upcoming year highlights new rules applicable to registered investment advisers RIAs and investment companies.
Meghan Flinn is an associate in the government enforcement group in the Washington, D.C. office. She focuses her practice on the defense of companies and individuals involved in government investigations and regulatory actions.