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NASAA model rules would let advisors maintain licenses for 5 years following registration lapse
The proposal mirrors FINRA's policy requiring annual continuing education.
United states
San diego
Melanie senter lubin
Stephen bouchard
Morgan stanley
Qualifications program
District of columbia department insurance
American securities administrators association on sept
Jamie lima
Woodson wealth management
Columbia department
Maintaining qualifications
Politics and policy
Certifications and licensing
FINRA seeks to lessen the burden (and urgency) to return to the Financial Service Industry | Foreside
FINRA is amending their rules that govern registration and continuing education and implementing a Maintaining Qualifications Program to extend the timeframe a terminated.
United states
Qualifications program
American securities administrators association
Maintaining qualifications program
Maintaining qualifications
Professional gateway
State securities regulators
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