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FINRA Seeks Advisory Committee Members - Press Release

Outreach Follows Recent Efforts to Expand Opportunities for Participation FINRA today issued Special Notice 3/31/22 to encourage securities industry p

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Finra board approves remote-inspection proposals, sends them to SEC

The Finra board approved regulatory proposals that could enable brokerages to conduct remote inspections of branch offices beyond December.

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Building Board Diversity: FINRA s Ongoing Commitment

Building Board Diversity: FINRA s Ongoing Commitment
finra.org - get the latest breaking news, showbiz & celebrity photos, sport news & rumours, viral videos and top stories from finra.org Daily Mail and Mail on Sunday newspapers.

United statesKathy murphyDeborah baileyWendy lantonRobert cookGeorge floydJennifer piorko mitchellEileen murrayMarcia asquithKaitlyn kiernanLinde murphyAmy weberCamille busetteYork stock exchangeFoundation boardBoard nominating committee

BofA Atty Says Outside Biz Activities No 1 Remote Work Risk

BofA Atty Says Outside Biz Activities No 1 Remote Work Risk
law360.com - get the latest breaking news, showbiz & celebrity photos, sport news & rumours, viral videos and top stories from law360.com Daily Mail and Mail on Sunday newspapers.

United statesIlene marquardtEvan charkesLinde murphyEllen johnsonAl barbarinoFinancial industry regulatory authorityGeorgetown university law centerMe allison coWells fargo advisorsHillary saleஒன்றுபட்டது மாநிலங்களில்எல்லன் ஜான்சன்அல் பார்பரினோநிதி தொழில் ஒழுங்குமுறை அதிகாரம்ஜார்ஜ்டவுன் பல்கலைக்கழகம் சட்டம் மையம்