comparemela.com

Latest Breaking News On - Large private equity advisers - Page 1 : comparemela.com

SEC Adopts Amendments to Form PF | Faegre Drinker Biddle & Reath LLP

The U.S. Securities and Exchange Commission (the SEC) adopted Amendments to Form PF (the Amendments) in a three-to-two vote on May 3, 2023, over a decade after Form PF’s initial.

Gary genslerExchange commissionInvestor election to terminate the fundBridge financingto controlled portfolio companiesEquity fund adviserPartner clawbackLarge private equity fund advisersFaegre drinker biddle reathLarge hedge fund advisersEquity fund advisersEvent reporting for large hedge fund advisersFaegre drinker biddleQualifying hedgeCompliance dateInvestment lossesMargin default

Other Voices: The SEC significantly expands the scope of Form PF reporting

K&L Gates reports and comments on the SEC's approval of amendments to Form PF earlier this month.

Cruz reynozoRuthe delaneyExchange commissionCommodity futures trading commissionInvestment funds alertGustavo de la cruz reynozoKl gatesThe amendmentsForm pfAy 2023Large hedge fund advisersPrivate equity fundLarge private equity advisers

New Form PF Current And Quarterly Event Reporting And Expanded Large Private Equity Fund Adviser Reporting Adopted By SEC - M&A/Private Equity

On May 3, 2023, the Securities and Exchange Commission (the SEC) adopted important amendments to Form PF, the systemic risk reporting form for private fund advisers registered with the SEC.

Exchange commissionLarge private equity fund advisersCommodity futures trading commissionCurrent reporting for large hedge fund advisersFund advisersEvent reporting for large hedge fund advisersEquity fund advisersLarge hedge fundLarge liquidity fund advisersQuarterly event reportingAll private equityLarge private equity fundCurrent reportingFederal registerCommodity futures tradingRequire event reporting

2023 SEC Rulemaking Priorities for Investment Advisers | Dorsey & Whitney LLP

In 2022, the U.S. Securities and Exchange Commission (the “SEC”) proposed numerous new and amended rules (“proposals”) that would apply to SEC-registered investment advisers.

Business development companiesInvestment companiesLarge hedge fund advisersDorsey whitneyExchange commissionLarge liquidity fund advisersFund advisersFund investor protection proposalSecurities exchangeAgency rule listFinal rule stageInvestment advisers proposalProposed ruleRegistered advisersInvestment advisers actAdvisers act

Spotlight to Get Brighter on Private Fund Advisers for SEC Exams in 2022 | Goodwin

On March 30, 2022, the Division of Examinations (“EXAMS”) of the U.S. Securities and Exchange Commission (the “SEC”) placed private funds at the top of its examination priorities for.

Examination of private fund advisersFund restructuringsDivision of examinationsPurpose acquisition companiesPurpose acquisition companies spacsExchange commissionLarge liquidity fund advisersFund advisersShell companiesFund risk alertChair genslerFund riskPrivate fundInvestment advisers actPrivate fund risk alertProposed private fund

vimarsana © 2020. All Rights Reserved.