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SEC enforcement director stresses proactive compliance on Reg BI

Firms must be ‘proactive’ in aligning compliance to emerging risks and SEC investor protection priorities, the SEC enforcement chief said.

New jerseyUnited statesQuinn emanuel urquhart sullivanGary genslerKurt wolfeGurbir grewalExchange commissionPractising law instituteDivision of enforcementRegulation best interestQuinn emanuel urquhart

SEC Charges Two More Firms With Share Class Disclosure Violations

SEC Charges Two More Firms With Share Class Disclosure Violations
wealthmanagement.com - get the latest breaking news, showbiz & celebrity photos, sport news & rumours, viral videos and top stories from wealthmanagement.com Daily Mail and Mail on Sunday newspapers.

United statesQuinn emanuel urquhart sullivanBill singerKurt wolfeBerthel fisherExchange commissionBerthel fisher company financial servicesShare class selection disclosure initiativeEnforcement divisionCascade investment groupRothschild investment corporationDisclosure initiativeCompany financial servicesChicago based rothschild investment corporationClass selection disclosure initiativeQuinn emanuel urquhart

Delta supports CRAF mission | Philadelphia team welcomes evacuees with overnight kit

Delta supports CRAF mission | Philadelphia team welcomes evacuees with overnight kit
delta.com - get the latest breaking news, showbiz & celebrity photos, sport news & rumours, viral videos and top stories from delta.com Daily Mail and Mail on Sunday newspapers.

Ad daw ahUnited statesDelta airportAmerican red crossBaden wübergNew mexicoPhiladelphia international airportKelly yamanouchiElizabeth dickinsonBonita ebertJoshua millerJoe macgillivrayScott turnerDale grimesChavon wootenNick delta

Delta people, partners step up to support CRAF mission

Delta people, partners step up to support CRAF mission
delta.com - get the latest breaking news, showbiz & celebrity photos, sport news & rumours, viral videos and top stories from delta.com Daily Mail and Mail on Sunday newspapers.

Ad daw ahUnited statesDelta airportAmerican red crossBaden wübergNew mexicoKelly yamanouchiElizabeth dickinsonBonita ebertJoshua millerJoe macgillivrayScott turnerDale grimesChavon wootenNick deltaFaiz syed

Delta continues to support CRAF mission; customers can donate miles to help Afghan evacuees

Delta continues to support CRAF mission; customers can donate miles to help Afghan evacuees
delta.com - get the latest breaking news, showbiz & celebrity photos, sport news & rumours, viral videos and top stories from delta.com Daily Mail and Mail on Sunday newspapers.

Baden wübergUnited statesDelta airportKelly yamanouchiElizabeth dickinsonJoshua millerJoe macgillivrayScott turnerDale grimesChavon wootenFaiz syedKurt wolfeRichard gillDaniel thamesTroy doblerTodd badura