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Berthel Fisher Embarks on Next Stage of Growth Vision with Senior Leadership Team Enhancements

/PRNewswire/ The Berthel Fisher Companies (Berthel Fisher or the "firm") a leading wealth management, investment management and insurance solutions.

Cedar rapidsUnited statesAndrew christoffersonPaige swartzendruberTom berthelBerthel fisherJoanna schaulJoseph kuo michael duganBrian ruppBerthel fisher companiesBusiness developmentInsurance agencyBerthel fisher companySecurities management researchBerthel fisher holding companyBerthel fisher company insurance

SEC Wins Jury Trial Against Firm Accused of Share Class Shortfalls

The SEC won a trial against Penn.-based firm Ambassador Advisors after arguing the firm didn't disclose conflicts in its mutual fund share class selections.

Robert naydenGurbirs grewalBernard bostwickRobert kauffmanJay claytonTimothyj pagliaraAdriane youngExchange commissionBerthel fisher company financial servicesFinancial services instituteEnforcement divisionCascade investment groupAmbassador advisorsDivision director gurbirCentaurus financialBerthel fisher

SEC Charges Two More Firms With Share Class Disclosure Violations

SEC Charges Two More Firms With Share Class Disclosure Violations
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