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SEC Proposes Four New Rules, Adopts One | Chief Investment Officer

The new rules would change the way securities are traded and the enforcement of insider trading.

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Ken-bentsen
Exchange-commission
Council-of-institutional-investors
National-market-system
Financial-markets-association
Investment-company-institute
Securities-industry
Institutional-investors
Insider-trading

SIFMA Head Sees "Urgent Role" For Regulators In Crypto Oversight

SIFMA President and CEO Ken Bentsen said regulators have an 'urgent role' in overseeing crypto, which became more apparent after the FTX collapse.

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Ken-bentsen
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Financial-industry-regulatory-authority
Senate-agriculture-committee
Securities-industry
Financial-markets-association

Josh Wilsusen named EVP, Advocacy at SIFMA

Josh Wilsusen named executive vice president, Advocacy

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United-states
Georgetown-university-law-center
District-of-columbia
Washington
Ken-bentsen
Joseph-seidel
Kennethe-bentsen-jr
Christopher-goodney-bloomberg
Josh-wilsusen
Congress-wilsusen
House-financial-services-committee

MSRB's proposed 1 minute trade reporting window would provide no benefit

Should the proposal go forward, the board should provide analysis and evidence as to how such a requirement would benefit the market, dealers said.

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America
American
Ken-bentsen
Michael-decker
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Christopher-goodney-bloomberg

SEC's Gensler Speaks Wednesday, and Rules That Overhaul Market Operations Could Be Coming

SEC Chair Gary Gensler will speak at a conference on Wednesday. Market participants wonder whether he’ll float a few rule proposals at the event.

San-diego
California
United-states
Washington
Amy-lynch
Gary-gensler
David-franasiak
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Ken-bentsen
Exchange-commission
Piper-sandler-global-exchange-brokerage-conference-on
Financial-markets-association

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