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SEC gov | SEC Charges Five Investment Advisers for Marketing Rule Violations

SEC gov | SEC Charges Five Investment Advisers for Marketing Rule Violations
sec.gov - get the latest breaking news, showbiz & celebrity photos, sport news & rumours, viral videos and top stories from sec.gov Daily Mail and Mail on Sunday newspapers.

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SEC gov | SEC Sweep into Marketing Rule Violations Results in Charges Against Nine Investment Advisers

SEC gov | SEC Sweep into Marketing Rule Violations Results in Charges Against Nine Investment Advisers
sec.gov - get the latest breaking news, showbiz & celebrity photos, sport news & rumours, viral videos and top stories from sec.gov Daily Mail and Mail on Sunday newspapers.

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Statement On Rules To Increase Transparency Of Short Sale Activity, SEC Chair Gary Gensler, Feb 25, 2022

Today, the Commission unanimously voted to propose rules and amendments to broaden the scope of short sale-related data available to the investing public and to regulators. I am pleased to support this proposal because, if adopted, it would strengthen transparency of an important area of our markets that would benefit from greater visibility and oversight.

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MIL-OSI USA: Statement on Rules to Increase Transparency of Short Sale Activity

MIL-OSI USA: Statement on Rules to Increase Transparency of Short Sale Activity
foreignaffairs.co.nz - get the latest breaking news, showbiz & celebrity photos, sport news & rumours, viral videos and top stories from foreignaffairs.co.nz Daily Mail and Mail on Sunday newspapers.

Ted yuMeridith mitchellTodd canaliDaniel changQuinn kaneAndrew glickmanPeter dixonMark donohueBrendan mcleodDavid hsuJulie marloweMichael willisTheresa hajostMichele andersonLauren mooreBrian johnson

SEC Charges Infinity Q Founder With Orchestrating Massive Valuation Fraud - Defendant Overvalued Fund Assets By More Than $1 Billion, Pocketing Millions

The Securities and Exchange Commission today charged James Velissaris, the former Chief Investment Officer and founder of Infinity Q Capital Management, with overvaluing assets by more than $1 billion while pocketing tens of millions of dollars in fees. <div> </div>

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