The Nutter Securities Enforcement Update is a periodic summary of noteworthy recent securities enforcement activity, settlements, decisions, and charges.
SEC s Peirce weighs CCO enforcement case against liability framework | Article complianceweek.com - get the latest breaking news, showbiz & celebrity photos, sport news & rumours, viral videos and top stories from complianceweek.com Daily Mail and Mail on Sunday newspapers.
<p><span> write in support of the settled administrative proceeding against Hamilton Investment Counsel LLC (“HIC”) and Jeffrey Kirkpatrick.</span><span> Because Mr. Kirkpatrick was both a principal and the chief compliance officer (“CCO”) of HIC, the action against him merits close consideration.</span></p>
The Jan. 8 candlelight vigil was the second time the advocacy group Stop Death on the Streets held the event. The group mourned the lives of 30 people who died while experiencing homelessness in 2020.
Credit Melorie Begay/KLCC
The advocacy group, Stop Death on the Streets held their 2nd annual vigil in Eugene on Friday Jan. 8. About 100 people came to mourn the lives of homeless people who died in the past year.
Activist Chelsea Swift said in a speech during the vigil that the community hasn’t collectively grieved for people who’ve died in 2020, including those who’ve died from COVID-19.