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Nutter Securities Enforcement Update: July 1, 2022 | Nutter McClennen & Fish LLP

The Nutter Securities Enforcement Update is a periodic summary of noteworthy recent securities enforcement activity, settlements, decisions, and charges.

West virginiaUnited statesJosephi lermanStephenh jacksonAnthony sirotkaStephenm wyssJohn paul harnishJeffrey kirkpatrickJohn hendersonRobert samuel shumake jrWillard jacksonJoseph lermanThomas kahnRobertg hilbertJennifer campbellKathryn jane meredith

SEC Charges CohnReznick LLP and Three Partners with Improper Professional Conduct

SEC Charges CohnReznick LLP and Three Partners with Improper Professional Conduct
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United statesStephenh jacksonRichard johnstonStephenm wyssEllen bortzMelissa hodgmanEric hubbsPaul pashkoffPaul gunsonRobertg hilbertJohn bowersChristopher bruckmannExchange commissionSequential brands group incLongfin corpDc newsfile corp

CohnReznick charged with improper auditing conduct by SEC

The commission charged the Top 20 Firm and three of its partners Wednesday, and the firm agreed to pay a $1.9 million penalty to investors.

United statesJessica simpsonStephenh jacksonStephenm wyssMelissa hodgmanRobertg hilbertExchange commissionSequential brands group incLongfin corpDivision of enforcementSequential brands groupAudit preparationSec enforcement