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SEC Spotlight: Enforcement And Regulatory Developments In The First Quarter Of 2022 - Securities

The US Securities and Exchange Commission (SEC or Commission) had an active first quarter of 2022, reflecting an aggressive enforcement and regulatory approach being taken by Chair Gary Gensler.

Republic ofNew yorkUnited statesSalt lake citySouth koreaRichard bestJane norbergChristian schultzGurbir grewalCybersecurity disclosures for public companiesDivision of examinations examsArnold porterOffice of investor educationAttorney office for the district of massachusettsExchange act ruleExchange commission

Nicole Creola Kelly named chief of SEC s Office of the Whistleblower | Article

Nicole Creola Kelly named chief of SEC s Office of the Whistleblower | Article
complianceweek.com - get the latest breaking news, showbiz & celebrity photos, sport news & rumours, viral videos and top stories from complianceweek.com Daily Mail and Mail on Sunday newspapers.

Mary jo whiteGurbirs grewalKaram steinJane norbergEmily pasquinelliAmherst collegeOffice of the whistleblowerEnforcement division complex financial instruments unitWhistleblower officeArnold porterTulane law schoolGeneral counselEnforcement divisionComplex financial instruments unitTulane law

Facebook is drawing a bipartisan backlash from Congress, but the SEC could deliver a tougher blow

The Securities and Exchange Commission may pose the largest threat to Facebook.

Stephen kohnDonald langevoortGary genslerJane norbergRichard blumenthalMark zuckerbergCambridge analyticaNational whistleblower centerSenate commerceArnold porterWall street journalChairman gary genslerChair genslerFederal trade commissionFrances haugenGary gensler

International Whistleblowers Receive High Pay, High Praise from SEC | Kohn, Kohn & Colapinto LLP

International Whistleblowers Receive High Pay, High Praise from SEC | Kohn, Kohn & Colapinto LLP
jdsupra.com - get the latest breaking news, showbiz & celebrity photos, sport news & rumours, viral videos and top stories from jdsupra.com Daily Mail and Mail on Sunday newspapers.

United statesAndrew ceresneyJane norbergSean mckessyOffice of the whistleblowerExchange commissionDivision of enforcement

Whistleblower Appreciation Day a chance to review improvements needed

Whistleblower Appreciation Day a chance to review improvements needed
complianceweek.com - get the latest breaking news, showbiz & celebrity photos, sport news & rumours, viral videos and top stories from complianceweek.com Daily Mail and Mail on Sunday newspapers.

United statesMichael ronickherHarvey weinsteinDonald trumpPhillips cohenAndrew russoBrendan delaneyJane norbergAaron westrickSean mckessySherron watkinsOffice of the whistleblowerToyobo coExchange commissionDepartment of justiceNational whistleblower appreciation day