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Setting Up A MiFID Firm In Ireland - Tax

Full Ownership structure chart; Pre-Approval Controlled Functions for board members and senior staff, including whether these individuals have previously been approved by the CBI (Board and Senior Management); Number of FTE employees, whether any are shared with other group entities; and Staff Organisational Chart with reporting lines. 7 Regulatory capital, own Funds Requirements, and Operational funding levels; Turnover (total income/revenue generated) for first 3 years; Profitability; and Sources of Regulatory and Share Capital/Funding. The KFD must clearly and precisely address each point. The CBI will review the completed KFD and revert to the applicant firm in writing with any comments. If the KFD does not contain, or is

CAPEX com Embraces Top-tier Regulatory Reporting Framework, Strengthens Its Best Execution Policies

CAPEX.com Embraces Top-tier Regulatory Reporting Framework, Strengthens Its Best Execution Policies Share Article Global fintech brokerage, CAPEX.com, is working closely with MAP FinTech, a leading and award-winning regulatory technology provider for the financial services industry, to ensure clients very best safety standards while making trading safer and more reliable. NICOSIA, Cyprus (PRWEB) May 04, 2021 MAP FinTech is a member of MAP S.Platis Group, a leading financial services consultancy group in the region that maintains one of the largest and most experienced teams of financial services compliance experts in the EU. Supporting a robust regulatory environment, CAPEX.com benefits from MAP FinTech’s innovative and comprehensive regulatory reporting solutions, including but not limited to:

How to invest and keep yourself out of harm s way​​​​​​​​​​​​​​​​​​​​​​​​​​​​​​​​​​​​​

How to invest and keep yourself out of harm s way​​​​​​​​​​​​​​​​​​​​​​​​​​​​​​​​​​​​​
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