On August 23, 2023, the U.S. Securities and Exchange Commission ("SEC") adopted its highly anticipated new rules and amendments to existing rules under the Investment Advisers Act of 1940.
On Aug. 23, 2023, the Securities and Exchange Commission ("SEC") adopted a new series of rules and amendments ("Release") under the Investment Advisers Act of 1940 ("Advisers Act").
The SEC (U.S. Securities and Exchange Commission) has provided notice that it is preparing to adopt the so-called "Private Funds Rules" under the Investment Advisers Act of 1940.
On February 7, 2023, the Division of Examinations ("EXAMS") of the Securities and Exchange Commission ("SEC") issued its examination priorities for 2023 reflecting a continued focus.