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SEC Adopts Expansive (Albeit Slightly Softened) Private Funds Rules | Goodwin

Today, the SEC (U.S. Securities and Exchange Commission) has adopted the much anticipated so-called “Private Funds Rules” under the Investment Advisers Act of 1940 (the “Advisers.

Gregory larkinBrynnd peltzDaniel jiJustin kanterRequirements applicable to registered private fund advisersExchange commissionFund regulation goodwinFund advisersAdvisers and other unregistered private fundAudit requirement for each private fundInvestment advisers actPrivate funds rulesCompliance dateRequirements applicableAll private fund advisersIncluding registered private fund advisers

Private Funds Rules Set To Be Adopted—What To Watch For - Securities

The SEC (U.S. Securities and Exchange Commission) has provided notice that it is preparing to adopt the so-called "Private Funds Rules" under the Investment Advisers Act of 1940.

United statesGregory larkinBrynnd peltzJustin kanterBrian oneillMarkt uyedaDaniel jiRobertc emersonRavi chopraInvestment companyLarge private equity fund adviser reportingFund advisersExchange commissionInstitutional limited partners associationInvestment advisers actPrivate funds

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