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Wealth managers seek clarity from the SEC on Reg BI

Some of the largest firms and their most stringent critics are wondering what Gary Gensler’s team will do in 2022 with Reg BI.

United statesFort washingtonDale brownKnut rostadRaymond jamesEd forstJodi perryBarbara roperAlex davidGary genslerAndrea seidtReg bi implementation committeeFinancial services instituteCetera financial group advisor networksRaymond james independent contractor divisionInstitute for the fiduciary standard

Hey SEC, please clarify fiduciary duty so I can enjoy college hoops again!

I was watching my alma mater play a crucial conference game when a commercial from a financial firm sparked a debate on fiduciary duty.

Gary genslerExchange commissionInstitute for the fiduciary standardRegulation best interestSuper bowlWinter olympicsFiduciary standard

SEC committee provides guidance to firms on improving Form CRS disclosures

A committee says summaries provided by firms are full of jargon and readability issues. But fiduciary and plain-language experts say Form CRS itself needs an overhaul.

Andrea seidtKnuta rostadReg bi implementation committeeStandards of conduct implementation committeeInstitute for the fiduciary standardPlain language groupPlain language group founder deborah bosleyRoyal allianceWells fargoConduct implementation committeeFiduciary standardEquitable advisorsSage point advisorsLanguage group founder deborah bosleyCommittee chair andreaPlain english handbook

Knut Rostad puts fiduciary advice up against best-interest standards

Knut Rostad puts fiduciary advice up against best-interest standards
investmentnews.com - get the latest breaking news, showbiz & celebrity photos, sport news & rumours, viral videos and top stories from investmentnews.com Daily Mail and Mail on Sunday newspapers.

New yorkUnited statesFalls churchKnut rostadRembert pendleton jacksonJohnc bogleKnuta rostadNew york timesInstitute for the fiduciary standardNorwegian school of managementUniversity of vermontFiduciary standardWall street journalVanguard founder johnHis lifelong battleServe investors first

To some industry ears, Regulation Best Interest sounds like fightin words

To some industry ears, Regulation Best Interest sounds like fightin words
investmentnews.com - get the latest breaking news, showbiz & celebrity photos, sport news & rumours, viral videos and top stories from investmentnews.com Daily Mail and Mail on Sunday newspapers.

Quinn emanuel urquhart sullivanKnut rostadGary genslerKurt wolfeRobert jackson jrExchange commissionYork university school of lawFinancial services instituteInstitute for the fiduciary standardExchange commission chairman gary genslerRegulation best interestNew york university schoolReg best interestQuinn emanuel urquhart

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