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SEC.gov | William V. Conn, Jr.

SEC.gov | William V. Conn, Jr.
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KlaymanToskes Files $1M Claim for Horizon Ponzi Scheme Victims

KlaymanToskes Files $1M Claim for Horizon Ponzi Scheme Victims
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SEC Bars Ex-Oppenheimer & Co. Advisor As More Investors Sue

The SEC barred former Oppenheimer & Co. advisor John Woods after he pleaded guilty to charges of running a Ponzi scheme against hundreds of investors.

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Oppenheimer sued by more investors for losses in a $120m Ponzi scheme

Oppenheimer sued by more investors for losses in a $120m Ponzi scheme
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Parties agree to vacant $36.7 million arb award against Oppenheimer

A $36.7 million Finra arbitration award against Oppenheimer was vacated earlier this year, but it appears investors still received damages.

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