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Oppenheimer ordered to pay $14 million award in latest fallout from ex-broker's Ponzi scheme

The financial services firm continues to go before FINRA arbitration panels to defend itself against claims over ex-broker's actions.

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Oppenheimer Ordered to Pay Another $14M Over Ponzi Scheme

A FINRA arb panel ruled against Oppenheimer for a third time after clients were steered to invest in a sketchy fund.

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Finra arbitrators order Oppenheimer to pay $14M to Florida Ponzi victims

Finra arbitrators ordered Oppenheimer to pay nearly $14 million to Florida retirees who were victims of a Ponzi perpetuated by a firm broker.

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Finra Panel Orders Oppenheimer To Pay Another $14M In John J. Woods Case

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Arbitration Archives - InvestmentNews

Arbitration Archives - InvestmentNews
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