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Page 10 - Gretchen Lowe News Today : Breaking News, Live Updates & Top Stories | Vimarsana

DOJ, CFTC and SEC Bring Separate Actions for the Same Conduct: Alleged Digital Asset Manipulation and Fraud Scheme on Mango Markets Platform | BakerHostetler

Fort Wayne author finds joy in challenging the common narrative

Dori Graham smiled at a boy at the downtown Allen County Public Library, ready to use the black permanent marker she held if his answer to her question was yes.

CFTC Orders The Options Clearing Corporation To Pay A $5 Million Penalty For Violations Of Core Principles And Regulations Related To Operational Risk Management

<p><span>The Commodity Futures Trading Commission today issued an order simultaneously filing and settling charges against The Options Clearing Corporation (OCC), a Chicago-based CFTC-registered derivatives clearing organization (DCO).</span><a id=" Hlk127440561" name=" Hlk127440561">&nbsp;</a><span>The order finds the respondent failed to establish, implement, maintain and enforce certain policies and procedures reasonably designed to manage the operational risks related to its automated systems in violation of the Commodity Exchange Act (CEA) and related CFTC regulations.&nbsp;&nbsp;</span></p>

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