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Sebi Slaps ₹1 Crore Penalty On Fidelity For Violating FPI Norms

In August 2021, designated depository participant JP Morgan Chase (JPMC) informed Sebi about the delay in intimation of change in material information of Fidelity Investments Money Management (FIMM).

Fidelity Management & Research Company rule breach: Sebi slaps Rs 1 crore penalty on Fidelity for violating FPI norms

In August 2021, designated depository participant JP Morgan Chase informed Sebi about the delay in intimation of change in material information of Fidelity Investments Money Management. Following this, Sebi conducted an examination regarding the delay in intimation of change in material information.

jp morgan fine: JP Morgan pays Rs 22 lakh to settle FPI case with Sebi

According to a Sebi order, JP Morgan had delayed disclosing the information to the regulator that Fidelity Management and Research Company had operated in Indian markets as an FPI despite not having the registration post its merger with Fidelity Investments Money Management.

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