On October 16, 2023, the Division of Examinations of the U.S. Securities and Exchange Commission (the "Division" and the "SEC," respectively) announced its examination priorities.
On October 16, 2023, the Division of Examinations of the U.S. Securities and Exchange Commission (the “Division” and the “SEC,” respectively) announced its examination priorities for.
On February 7, the Division of Examinations of the Securities and Exchange Commission (the “Division”) published its 2023 Examination Priorities (the “Exam Priorities”).1 The Exam.
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Division of Examinations of the SEC published list of examination priorities for 2023. Private fund sponsors remain a focus. For first time SEC included list of fund types it plans to focus on, including digital asset and commercial real estate funds and continuation funds.