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This Week In Securities Litigation (Week of June 12, 2023)

This Week In Securities Litigation (Week of June 12, 2023)
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Are the Rules Defining What is a Security Clear? | Dorsey & Whitney LLP

Since crypto assets launched with the claim of being off the grid, one of the constant refrains has been that “the rules” defining what is a security and what is not are not clear.

Changpeng zhaoBinance holdingsTrading services incDorsey whitneyManagement us holdings incExchange act sectionsHoldings limitedCivil actionKfiled juneMerit peakSigma chainSecurities act sections

This Week In Securities Litigation (Week of June 5, 2023)

The Commission settled its first insider trading case based on crypto assets last week. The agency also filed new actions centered on offering frauds…

North carolinaUnited statesVan gundySameer ramaniMichael trofimoffMaria tostaIshan wahiChimene van gundyMarshall meltonSantos kiddAlfred sollamiNikhil wahiIshan washiLuis posnerActus fund managementExchange act section

This Week In Securities Litigation (Week of May 8, 2023)

Last week the Commission announced its largest whistleblower award in the history of the program. More rules were also announced, this time regarding…

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This Week In Securities Litigation (Week of May 1, 2023)

Last week the Commission did not file any new enforcement actions, contrary to what they have done for weeks. There is no doubt however as we have…

Hong kongUnited statesRavi menonJeffrey hastingsDivision of examinationsFutures commission of hong kongExchange act sectionsDivision of economicBranch officesSaexploration holdings incFinancial crimes enforcement networkMonetary authority of singaporeRisk alertProposed rule amendmentsModernize beneficial ownershipRisk analysis

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