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SEC gov | Linus Financial Agrees to Settle SEC Charges of Unregistered Offer and Sale of Securities

SEC gov | Linus Financial Agrees to Settle SEC Charges of Unregistered Offer and Sale of Securities
sec.gov - get the latest breaking news, showbiz & celebrity photos, sport news & rumours, viral videos and top stories from sec.gov Daily Mail and Mail on Sunday newspapers.

SEC Charges Genesis And Gemini For The Unregistered Offer And Sale Of Crypto Asset Securities Through The Gemini Earn Lending Program

<p><span>The Securities and Exchange Commission today charged Genesis Global Capital, LLC and Gemini Trust Company, LLC for the unregistered offer and sale of securities to retail investors through the Gemini Earn crypto asset lending program. Through this unregistered offering, Genesis and Gemini raised billions of dollars&rsquo; worth of crypto assets from hundreds of thousands of investors. Investigations into other securities law violations and into other entities and persons relating to the alleged misconduct are ongoing.</span></p>

SEC Brings First Case Against Crypto Lending Platform

SEC: BlockFi Agrees To Pay $100 Million In Penalties And Pursue Registration Of Its Crypto Lending Product - Company Also Agrees To Attempt To Bring Its Business Into Compliance With The Investment Company Act Of 1940 Within 60 Days

<p><span>The Securities and Exchange Commission today charged BlockFi Lending LLC (BlockFi) with failing to register the offers and sales of its retail crypto lending product. In this first-of-its-kind action, the SEC also charged BlockFi with violating the registration provisions of the Investment Company Act of 1940. To settle the SEC&rsquo;s charges, BlockFi agreed to pay a $50 million penalty, cease its unregistered offers and sales of the lending product, BlockFi Interest Accounts (BIAs), and attempt to bring its business within the provisions of the Investment Company Act within 60 days. BlockFi&rsquo;s parent company also announced that it intends to register under the Securities Act of 1933 the offer and sale of a new lending product. In parallel actions announced today, BlockFi agreed to pay an additional $50 million in fines to 32 states to settle similar charges.</span></p>

SEC Charges Global Crypto Lending Platform And Top Executives In $2 Billion Fraud

SEC Charges Global Crypto Lending Platform And Top Executives In $2 Billion Fraud
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