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SEC Charges Final Participant in Multi-Million Dollar Scheme to Spread and Trade on False Rumors about Public Companies

SEC Charges Final Participant in Multi-Million Dollar Scheme to Spread and Trade on False Rumors about Public Companies
streetinsider.com - get the latest breaking news, showbiz & celebrity photos, sport news & rumours, viral videos and top stories from streetinsider.com Daily Mail and Mail on Sunday newspapers.

United statesDeborah tarasevichAnthony salandraJames carlsonBarton rossDamon taaffeCharles parrinoJosephg sansoneMartin zerwitzMark melnickVinod patelDavid hirschJonathan austinExchange commissionDc newsfile corpSecurities exchange

SEC Charges Genesis And Gemini For The Unregistered Offer And Sale Of Crypto Asset Securities Through The Gemini Earn Lending Program

The Securities and Exchange Commission today charged Genesis Global Capital, LLC and Gemini Trust Company, LLC for the unregistered offer and sale of securities to retail investors through the Gemini Earn crypto asset lending program. Through this unregistered offering, Genesis and Gemini raised billions of dollars’ worth of crypto assets from hundreds of thousands of investors. Investigations into other securities law violations and into other entities and persons relating to the alleged misconduct are ongoing.

New yorkUnited statesStacy bogertDeborah tarasevichAshley spragueGurbirs grewalJames connorOlivia choeEdward reillyJonathan austinGary genslerDigital currency groupDivision of enforcementOffice of investor educationUs district courtGemini trust company

MIL-OSI USA: SEC Charges JPMorgan, UBS, and TradeStation for Deficiencies Relating to the Prevention of Customer Identity Theft

MIL-OSI USA: SEC Charges JPMorgan, UBS, and TradeStation for Deficiencies Relating to the Prevention of Customer Identity Theft
foreignaffairs.co.nz - get the latest breaking news, showbiz & celebrity photos, sport news & rumours, viral videos and top stories from foreignaffairs.co.nz Daily Mail and Mail on Sunday newspapers.

United statesJennieb krasnerLaura dallairdDeborah tarasevichPaul kimMartin zerwitzCarolynm welshhansLindsay topoloskyKathleen hitchinsCarolyn welshhansChristine sibilleColin rayEric garveyExchange commissionEnforcement division crypto assetsTradestation securities inc

SEC Charges Additional Defendant In Phony Certificates Of Deposit Scam

The Securities and Exchange Commission today charged Allen C. Giltman, a former registered investment professional, with allegedly participating in a long-running fraudulent scheme to lure investors into buying fictitious certificates of deposit (CDs). The scheme resulted in victims, primarily older adults investing their retirement savings, losing at least $40 million.

New jerseyUnited statesDouglas mcallisterDeborah tarasevichJames connorKristina littmanPaul kimAllenc giltmanMartin zerwitzDonato furlanoDenis sotnikovPeter rosarioElizabeth doisyJohn bowersExchange commissionEnforcement division cyber unit

SEC Charges Webcast Host For Role In Market Manipulation Scheme

The Securities and Exchange Commission yesterday announced charges against Mark Melnick, the host of a stock trading webcast, for spreading more than 100 false rumors about public companies in order to generate illicit profits. The SEC <a href="https://www.sec.gov/litigation/litreleases/2020/lr24989.htm">previously charged Barton Ross</a> for his role in this scheme.

United statesDeborah tarasevichKristina littmanBarton rossJosephg sansoneJonathan austinMartin zerwitzMark melnickEnforcement division market abuse unitUnited states district courtFederal bureau of investigationExchange commissionBureau of investigationEnforcement division cyber unitEnforcement divisionSecurities exchange