On February 7, 2023, the Securities and Exchange Commission's (the "SEC") Division of Examinations (the "Division") published its examination priorities for the upcoming year.
In this issue, we cover regulatory developments impacting the investment management sector, including updates on closed-end fund activism and various new and revised SEC rules.
On February 7, 2023, the Securities and Exchange Commission's Division of Examinations (the "Division") published its 2023 Examination Priorities report, in which it highlighted key compliance areas.