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The Financial Industry Regulatory Authority (FINRA) Dispute Resolution Services has announced it will reopen the majority of its 69 hearing locations across the United States and Puerto.
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FINRA to Resume In-Person Hearings in July After delaying reopening for face-to-face arbitration and mediation because of the COVID-19 pandemic, the regulatory agency will allow such proceedings at 62 of its 69 hearing venues starting July 5.
FINRA will resume in-person proceedings for arbitration and mediation at nearly all of its hearing locations throughout the country this summer, though the agency’s Dispute Resolution Services stressed that there will be additional safeguards to accommodate COVID-19 precautions.
The move comes several weeks after one
investor advocacy group urged FINRA to resume in-person hearings, arguing that the continued delays and postponements benefited brokerage firms at the expense of claimants who were losing out on chances to recoup alleged losses.
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