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Lessons From SEC Enforcement Actions Involving Corporate Lawyers | Locke Lord LLP
The Securities and Exchange Commission (“SEC”) has recently brought several enforcement actions that directly or indirectly involved lawyers. These actions provide reminders to lawyers.
United states
Stanley keller
Fotenos keller
Alanj wilson
Hesterm peirce
Jeffrey kirkpatrick
Allison herren lee
Hamilton investment counsel
Matter of hamilton investment counsel
American bar association business law section
Delaware supreme court no
Matter of ernst young
Public company accounting oversight board
See bandera master fund
Synchronoss technologies inc
Delaware chancery decision in bandera master fund
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