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Daily Financial Regulation Update -- Friday, May 26, 2023 | Paul Hastings LLP

May 25, 2023- The U.S. House Committee on Financial Services Subcommittee on National Security, Illicit Finance, and International Financial Institutions held a hearing.

Broker-Dealer Settles Nasdaq Charges For Deficiencies In Market Access Controls - Finance and Banking

Insider Trading In Commodities Markets: An Evolving Enforcement Priority - Finance and Banking

To print this article, all you need is to be registered or login on Mondaq.com. The CFTC and the DOJ both now pursue enforcement actions against trading in commodities based on misappropriation of confidential information. Among the many changes resulting from the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 (Dodd-Frank Act), one that has been slow to develop, but broad in its significance, is the assertion of authority by the Commodity Futures Trading Commission (CFTC) to police insider trading and misappropriation of confidential information in commodities markets. As the primary regulator for derivatives across a wide range of markets, spanning

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