Broker-Dealer Settles Nasdaq Charges For Deficiencies In Market Access Controls - Finance and Banking

A broker-dealer settled Nasdaq Stock Market LLC charges that its "market access" controls were deficient.

Related Keywords

,National Best ,Nasdaq Stock Market ,Regulations Of The Exchange ,Nasdaq ,National Best Bid ,Deceptive Devices ,Exchange Act ,Management Controls ,Nasdaq Rules ,Commercial Honor ,Mondaq ,Broker Dealer Settles Nasdaq Charges For Deficiencies In Market Access Controls ,Corporate Commercial Law ,Securities ,Finance And Banking ,Financial Services ,