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SEC Charges Citadel Securities for Violating Order Marking Requirements of Short Sale Regulations

SEC Charges Citadel Securities for Violating Order Marking Requirements of Short Sale Regulations
streetinsider.com - get the latest breaking news, showbiz & celebrity photos, sport news & rumours, viral videos and top stories from streetinsider.com Daily Mail and Mail on Sunday newspapers.

Sethm nadlerAlan lenarcicElcin yildirimDamon taaffePeter csatordayMandy sturmfelzChristopher rayRobert nesbittMelissa armstrongKevin gershfeldDivision of enforcementExchange commissionEnforcement division office of investigativeDivision of tradingHome officeHome office trial unit

SEC gov | SEC Charges Citadel Securities for Violating Order Marking Requirements of Short Sale Regulations

SEC gov | SEC Charges Citadel Securities for Violating Order Marking Requirements of Short Sale Regulations
sec.gov - get the latest breaking news, showbiz & celebrity photos, sport news & rumours, viral videos and top stories from sec.gov Daily Mail and Mail on Sunday newspapers.

Mandy sturmfelzSethm nadlerChristopher rayAlan lenarcicDamon taaffePeter csatordayKevin gershfeldMelissa armstrongElcin yildirimRobert nesbittDivision of tradingHome office trial unitDivision of examinationsDivision of enforcementExchange commissionCitadel securities

SEC gov | Virtu Financial Inc and Virtu Americas LLC

SEC gov | Virtu Financial Inc and Virtu Americas LLC
sec.gov - get the latest breaking news, showbiz & celebrity photos, sport news & rumours, viral videos and top stories from sec.gov Daily Mail and Mail on Sunday newspapers.

United statesNew yorkDavid bennettCarolynm welshhansJoseph sansonePaul kimJames connorJames carlsonDamon taaffeAlexandram arangoDavida beckerUs district courtVirtu americasDivision of examinationsExchange commissionVirtu financial inc

SEC Charges Virtu for False and Misleading Disclosures Relating to Information Barriers

Virtu broker-dealer also charged with failure to establish, maintain, and enforce policies and procedures to protect sensitive customer information Washington D.C. - The Securities and Exchange.

United statesNew yorkAlexandram arangoGurbirs grewalDavida beckerJames carlsonJoseph sansoneDamon taaffeDavid bennettPaul kimJames connorCarolynm welshhansExchange commissionUs district courtVirtu americasEnforcement division

SEC Charges Virtu for False and Misleading Disclosures Relating to Information Barriers

SEC Charges Virtu for False and Misleading Disclosures Relating to Information Barriers
streetinsider.com - get the latest breaking news, showbiz & celebrity photos, sport news & rumours, viral videos and top stories from streetinsider.com Daily Mail and Mail on Sunday newspapers.

New yorkUnited statesPaul kimJames connorJames carlsonDavida beckerAlexandram arangoGurbirs grewalDavid bennettDamon taaffeJoseph sansoneCarolynm welshhansUs district courtExchange commissionSecurities exchangeDc newsfile corp