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SEC gov | SEC Charges Virtu for False and Misleading Disclosures Relating to Information Barriers

SEC gov | SEC Charges Virtu for False and Misleading Disclosures Relating to Information Barriers
sec.gov - get the latest breaking news, showbiz & celebrity photos, sport news & rumours, viral videos and top stories from sec.gov Daily Mail and Mail on Sunday newspapers.

New yorkUnited statesDamon taaffeDavida beckerJoseph sansonePaul kimDavid bennettCarolynm welshhansJames carlsonAlexandram arangoJames connorGurbirs grewalUs district courtVirtu americasSecurities exchangeEnforcement division

It s last call for 3G bars: Cellular carriers making room for 5G networks

HARRISBURG – The few who own a cellphone only to make calls should consider an upgrade, and fast, because if the device operates on a 3G network it’s on the

United statesPennsylvania state policePennsylvania college of technologyBucknell universityDavida beckerAdam reedRoger entnerParam bediJeff boyleCommunications commissionAlarm industry communications committeePennsylvania emergency management agencyWashington postAlert monitoring associationFederal communications commissionPennsylvania emergency management

JPMorgan Admits To Widespread Recordkeeping Failures And Agrees To Pay $125 Million Penalty To Resolve SEC Charges - Firm Also Agrees To Implement Significant Improvements To Its Compliance Controls

<p><span>The Securities and Exchange Commission today announced charges against J.P. Morgan Securities LLC (JPMS), a broker-dealer subsidiary of JPMorgan Chase & Co., for widespread and longstanding failures by the firm and its employees to maintain and preserve written communications. JPMS admitted the facts set forth in the SEC’s order and acknowledged that its conduct violated the federal securities laws, and agreed to pay a $125 million penalty and implement robust improvements to its compliance policies and procedures to settle the matter.</span></p>

New yorkUnited statesSanjay wadhwaGurbirs grewalOsman nawazChristopherg margandMargarety rubinDavida beckerCarolyn welshhansSoniag torricoThomasp smith jrGary genslerJoshua brodskyZachary sturgesJohn enrightLaurak bennett

SEC wins jury trial against hedge fund for spreading false information on a stock – Investment Watch

SEC wins jury trial against hedge fund for spreading false information on a stock – Investment Watch
investmentwatchblog.com - get the latest breaking news, showbiz & celebrity photos, sport news & rumours, viral videos and top stories from investmentwatchblog.com Daily Mail and Mail on Sunday newspapers.

United statesDavida beckerCarolyn welshhansJennifer clarkSonia torricoRosado desiletsVirginia rosado desilets

SEC Wins Jury Trial Against Hedge Fund Adviser Who Ran Manipulative Short Scheme

<p><span>Jurors in Boston federal court today returned a verdict in the Securities Exchange Commission’s favor against a hedge fund adviser and his investment advisory firm. </span></p>

United statesGurbirs grewalGregory lemelsonDavida beckerCarolyn welshhansJennifer clarkSonia torricoMarcj jonesRosado desiletsSecurities exchange commissionSan ligand pharmaceuticals incLemelson capital managementDivision of enforcementMassachusetts based lemelson capital managementSan diego based ligand pharmaceuticalsBoston regional

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