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SEC Proposes To Amend Broker-Dealer Customer Protection Rule Reserve Account Calculation Requirements | Perkins Coie

The U.S. Securities and Exchange Commission (SEC) proposed to amend Exchange Act Rule 15c3-3 (the Customer Protection Rule)[1] on July 12, 2023. If adopted, the proposed amendments.

Hesterm peirceExchange commissionExchange act ruleExchange act release noCustomer protection ruleAccount requirementsSecurity based swapsDaily computationBroker dealer reserve requirementsBroker dealer customer protection ruleExchange act releaseProposing releaseProposed amendmentsCommissioner hesterSegregation requirementsSecurity based swap dealers

SEC Proposes To Amend Broker-Dealer Customer Protection Rule Reserve Account Calculation Requirements - Securities

The U.S. Securities and Exchange Commission (SEC) proposed to amend Exchange Act Rule 15c3-3 (the Customer Protection Rule)[1] on July 12, 2023. If adopted, the proposed amendments.

Hesterm peirceExchange commissionExchange act ruleExchange act release noCustomer protection ruleAccount requirementsSecurity based swapsDaily computationBroker dealer reserve requirementsBroker dealer customerProtection ruleExchange act releaseProposing releaseProposed amendmentsCommissioner hesterSecurity based swap dealers

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