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Regulatory Developments Impacting Indian Stock Brokers: A Closer Look

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SEC Proposes To Amend Broker-Dealer Customer Protection Rule Reserve Account Calculation Requirements | Perkins Coie

The U.S. Securities and Exchange Commission (SEC) proposed to amend Exchange Act Rule 15c3-3 (the Customer Protection Rule)[1] on July 12, 2023. If adopted, the proposed amendments.

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