In this settled action, the SEC charged Newell Brands and its former CEO with providing misleading disclosure about a prominently featured non-GAAP financial measure “core sales,” a key NGFM.
, the provisions requiring ICFR and DCP.
As noted above, Plug undertook to [f]ully remediate its material weakness in ICFR, and ineffective DCP, within one year; to publicly disclose, within one year,.
Here we have another in a string of McDonald s cases-all of them arising out of workplace misconduct at McDonald s, none even dipping its toe into employment law. First, you ll remember, there were. | March 28, 2023
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Last summer, the Securities and Exchange Commission charged yet another corporate insider, Matthew Panuwar, with insider trading. This case was unusual because Mr. Panuwar did not trade in the securities of his employer, Medivation, or its yet-to-be announced acquiror.