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SEC Proposes RIA Outsourcing Rule | King & Spalding

On October 26, the SEC proposed a new Advisers Act rule (the “Proposed Rule”) that would establish specific obligations for Registered Investment Advisers with respect to outsourcing of.

SEC Proposes Rule Requiring Service Provider Due Diligence and Monitoring by Registered Investment Advisers | Lowenstein Sandler LLP

On October 26, the Securities and Exchange Commission (SEC) issued a rule release (Release) that proposed new and amended rules (Proposed Rule) under the Investment Advisers Act of.

SEC Proposes Rule On Outsourcing By Investment Advisers - Securities

On October 26, 2022, the Securities and Exchange Commission ("SEC") proposed Rule 206(4)-11, a new rule ("Proposed Rule") under the Investment Advisers Act of 1940 ("Advisers Act") that .

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