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Nutter Securities Enforcement Update: March 1, 2024 | Nutter McClennen & Fish LLP

The Nutter Securities Enforcement Update is a periodic update of noteworthy recent securities enforcement activity, settlements, decisions, and charges. We provide brief summaries that.

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Ex-Cloud Firm CFO Cooks Books, $6M Mispriced Library Bond: Financial Crime Weekly - Synchronoss Technologies (NASDAQ:SNCR)

A New York District Court granted the SEC partial summary judgment against Karen Rosenberger, and other financial crime updates.

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Muni advisor to Harvey, Illinois library district charged $86,000 by SEC

Muni advisor to Harvey, Illinois library district charged $86,000 by SEC
bondbuyer.com - get the latest breaking news, showbiz & celebrity photos, sport news & rumours, viral videos and top stories from bondbuyer.com Daily Mail and Mail on Sunday newspapers.

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Accused muni advisor in talks to settle SEC charges

Accused muni advisor in talks to settle SEC charges
bondbuyer.com - get the latest breaking news, showbiz & celebrity photos, sport news & rumours, viral videos and top stories from bondbuyer.com Daily Mail and Mail on Sunday newspapers.

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Activists, investors coalition buy bank

A group of Black investors says it has struck a deal to buy a small Utah-based bank in an attempt to help arrest the decline of Black-owned banks.

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