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Managed account FUM closes in on $200bn milestone

According to the latest figures, there is now about $195 billion held in managed accounts - up $33 billion in the six months to December end.

CEO liability: boon or bane for finance sector?

A forthcoming law aimed at holding CEOs of financial firms criminally liable for lax internal controls is drawing mixed responses. Can it help root out unethical and deceptive sales of financial products? Or Will it be exploited by financial authorities to put pressure on firms?

Advice and super executives recognised in Australia Day honours

A director at the Financial Advice Association Australia and a former superannuation chief executive are among recipients of this year’s Australia Day honours.

Banks could face lawsuits over sales of risky derivatives products

Five major commercial banks in Korea — KB Kookmin, Shinhan, Hana, Woori, and NH NongHyup — are increasingly at risk of facing lawsuits from customers experiencing escalating losses. These losses stem from the purchase of equity-linked securities (ELS) products linked to Hong Kong s declining benchmark index.

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