Chair Mary Jo White News Today : Breaking News, Live Updates & Top Stories | Vimarsana

Commissioner Uyeda warns: the SEC has gone astray | Cooley LLP

In remarks at PLI’s SEC Speaks, SEC Commissioner Mark Uyeda expressed his concern that the SEC “has gone astray”: instead of focusing on “its narrow mission,” Uyeda fears, the SEC is.

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In An Enforcement Sweep, SEC Charges Multiple Companies And Insiders With Untimely Reporting Under Sections 16 And 13(d) - Securities

Yesterday, the SEC announced a sweep enforcement action against several insiders and companies for failing to file Forms 4 (Section 16(a) short-swing trading reports) and Schedules 13D.

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Remarks At The Society For Corporate Governance 2023 National Conference, SEC Commissioner Mark T Uyeda, Washington D C , June 21, 2023

Remarks At The Society For Corporate Governance 2023 National Conference, SEC Commissioner Mark T Uyeda, Washington D C , June 21, 2023
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Commissioner Uyeda Remarks At MFA Global Summit, SEC Commissioner Mark T Uyeda, Paris, France, May 16, 2023

Commissioner Uyeda Remarks At MFA Global Summit, SEC Commissioner Mark T Uyeda, Paris, France, May 16, 2023
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FINRA Promotes Nathaniel Stankard to Executive Vice President and Chief of Staff to the CEO for Regulatory Operations

FINRA Promotes Nathaniel Stankard to Executive Vice President and Chief of Staff to the CEO for Regulatory Operations
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