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FCA capital redress expectations: The road ahead for advisers

Linda Gibson looks at expectations for redress set out by the regulator and analyses the road ahead for advisers…

Nikhil rathiFinancial conduct authorityConsumer dutyLinda gibsonBny mellon pershingApital redressConsumer duty

Consumer Duty exemption for EEA funds poses threats of divergence and misalignment

The EEA-domiciled exempt status from Consumer Duty has raised questions surrounding the level of consumer protection afforded to UK investors

United kingdomMellon pershingJason hollandsHargreaves lansdownMike ringerMona christensenSumit indwarLinda gibsonInvestment weekConsumer dutyOverseas funds regimeUnited kingdom governmentRetail investment strategyJason hollandsEvelyn partnersSumit indwar

Pershing, Northwestern Mutual renew custodial contract

Pershing, Northwestern Mutual renew custodial contract
financial-planning.com - get the latest breaking news, showbiz & celebrity photos, sport news & rumours, viral videos and top stories from financial-planning.com Daily Mail and Mail on Sunday newspapers.

Raymond jamesJim crowleyJeb bentleyBny mellon pershingTim welshTd ameritradeCharles schwabState farm insuranceCetera financial group or osaicFidelity investmentsNorthwestern mutualAxos advisor servicesShareholders service groupNew york basedFirst republicNorthwestern mutual wealth management

Divergence in Consumer Duty application could push asset managers out of UK retail market

The Financial Conduct Authority’s Consumer Duty could risk forcing asset management firms to pull UK retail products.

United kingdomCity ofWarren lowMaurice mcdonaldMellon pershingSimon turnerLinda gibsonAndrew jacobsMellon pershing gibsonEuropean unionExchange commissionInternational investmentConsumer dutyInvestment weekConsumer dutyUnited kingdom regulated

BNY Mellon s Pershing X Lands Major Client for New Wove Tech Platform

BNY Mellon s Pershing X Lands Major Client for New Wove Tech Platform
barrons.com - get the latest breaking news, showbiz & celebrity photos, sport news & rumours, viral videos and top stories from barrons.com Daily Mail and Mail on Sunday newspapers.

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